SEC Rule 15c2-1: Difference between revisions

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{{a|pb|}}Rule [[15c2-1]] is the rule promulgated under the [[Securities Exchange Act of 1934]] that deals with [[rehypothecation]] of clients’ securities. See especially Rule 15c2-1(a)(1).
{{a|pb|}}Rule [[15c2-1]] is the rule promulgated under the [[Securities Exchange Act of 1934]] that deals with [[rehypothecation]] of clients’ securities. See especially Rule 15c2-1(a)(1).


{{seealso}}
You can find the rule [https://www.law.cornell.edu/cfr/text/17/240.15c2-1 here]. There being no accounting for taste, have fun.
{{t|rehypothecation}}
 
Rule [[15c3]] of the [[Securities Exchange Act of 1934]]  
{{sa}}
Rule [[15a6]]
*{{t|Rehypothecation}}
*Rule [[15c3]] of the [[Securities Exchange Act of 1934]]  
*Rule [[15a6]]

Latest revision as of 18:44, 6 January 2021

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Rule 15c2-1 is the rule promulgated under the Securities Exchange Act of 1934 that deals with rehypothecation of clients’ securities. See especially Rule 15c2-1(a)(1).

You can find the rule here. There being no accounting for taste, have fun.

See also