Template:CASS Section 7A.3 TOC: Difference between revisions

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'''{{cassprov|Failure of a bank, intermediate broker, settlement agent or OTC counterparty: secondary pooling events}}''': {{cassprov|7A.3.1}} |  {{cassprov|7A.3.2}} |  {{cassprov|7A.3.3}} <br>
''{{cassprov|7A.3}} {{cassprov|Secondary pooling events}}''<br><small>
'''{{cassprov|Failure of a bank}}''':  {{cassprov|7A.3.4}}  |  {{cassprov|7A.3.5}}  <br>
:{{CASS Section 7A.3.1 TOC}} <br>
'''{{cassprov|Failure of a bank: pooling}}''':  {{cassprov|7A.3.6}}  |  {{cassprov|7A.3.7}}  |  {{cassprov|7A.3.8}}  |  {{cassprov|7A.3.9}}  |  {{cassprov|7A.3.10}}  |  {{cassprov|7A.3.11}}  |  {{cassprov|7A.3.12}}  <br>
:'''{{cassprov|Failure of a bank}}''':  {{cassprov|7A.3.4}}  |  {{cassprov|7A.3.5}}  <br>
'''{{cassprov|Client money received after the failure of a bank}}''':  {{cassprov|7A.3.13}}  |  {{cassprov|7A.3.14}}  |  {{cassprov|7A.3.15}}  <br>
:'''{{cassprov|Failure of a bank: pooling}}''':  {{cassprov|7A.3.6}}  |  {{cassprov|7A.3.7}}  |  {{cassprov|7A.3.8}}  |  {{cassprov|7A.3.9}}  |  {{cassprov|7A.3.10}}  |  {{cassprov|7A.3.11}}  |  {{cassprov|7A.3.12}}  <br>
'''{{cassprov|Failure of an intermediate broker, settlement agent or OTC counterparty: Pooling}}''':  {{cassprov|7A.3.16}}  |  {{cassprov|7A.3.17}}  <br>
:'''{{cassprov|Client money received after the failure of a bank}}''':  {{cassprov|7A.3.13}}  |  {{cassprov|7A.3.14}}  |  {{cassprov|7A.3.15}}  <br>
'''{{cassprov|Client money received after the failure of an intermediate broker, settlement agent or OTC counterparty}}''':  {{cassprov|7A.3.18}}  <br>
:'''{{cassprov|Failure of an intermediate broker, settlement agent or OTC counterparty: Pooling}}''':  {{cassprov|7A.3.16}}  |  {{cassprov|7A.3.17}}  <br>
'''{{cassprov|Notification to the FCA: failure of a bank, intermediate broker, settlement agent or OTC counterparty}}''':  {{cassprov|7A.3.19}}  <br>
:'''{{cassprov|Client money received after the failure of an intermediate broker, settlement agent or OTC counterparty}}''':  {{cassprov|7A.3.18}}  <br>
:'''{{cassprov|Notification to the FCA: failure of a bank, intermediate broker, settlement agent or OTC counterparty}}''':  {{cassprov|7A.3.19}}</small> <br>

Latest revision as of 09:45, 3 June 2013

7A.3 Secondary pooling events

Failure of a bank, intermediate broker, settlement agent or OTC counterparty: secondary pooling events:7A.3.1 | 7A.3.2 | 7A.3.3
Failure of a bank: 7A.3.4 | 7A.3.5
Failure of a bank: pooling: 7A.3.6 | 7A.3.7 | 7A.3.8 | 7A.3.9 | 7A.3.10 | 7A.3.11 | 7A.3.12
Client money received after the failure of a bank: 7A.3.13 | 7A.3.14 | 7A.3.15
Failure of an intermediate broker, settlement agent or OTC counterparty: Pooling: 7A.3.16 | 7A.3.17
Client money received after the failure of an intermediate broker, settlement agent or OTC counterparty: 7A.3.18
Notification to the FCA: failure of a bank, intermediate broker, settlement agent or OTC counterparty: 7A.3.19
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