Eligible counterparty - FCA Rulebook Term: Difference between revisions
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Amwelladmin (talk | contribs) Created page with "[http://fshandbook.info/FS/glossary-html/handbook/Glossary/E?definition=G1973 FCA definition]. Either a {{fcaprov|per se eligible counterparty}}, or an {{fcaprov|elective cou..." |
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[http://fshandbook.info/FS/glossary-html/handbook/Glossary/E?definition=G1973 FCA definition]. | [http://fshandbook.info/FS/glossary-html/handbook/Glossary/E?definition=G1973 FCA definition]. | ||
Either a {{ | Either a {{cobsprov|per se eligible counterparty}}, or an {{cobsprov|elective eligible counterparty}}. | ||
The wild goose went thataway ==>. | The wild goose went thataway ==>. | ||
{{cobsanatomy}} | {{cobsanatomy}} | ||
Latest revision as of 14:27, 23 March 2015
Either a per se eligible counterparty, or an elective eligible counterparty.
The wild goose went thataway ==>.
Conduct of Business
This is an article about the FCA’s conduct of business rules, known by its chapter in the FCA Sourcebook, COBS, which implement, among other things, MiFID (directive 2004/39/EC (EUR Lex) and implementing directive 2006/73/EC (EUR Lex)).