Per se professional client - COBS Provision: Difference between revisions

From The Jolly Contrarian
Jump to navigation Jump to search
No edit summary
Redirected page to Professional client
Tag: New redirect
 
(2 intermediate revisions by the same user not shown)
Line 1: Line 1:
See also:
#redirect[[Professional client]]
*[[Elective professional client - COBS Provision]]
*[[Per se eligible counterparty - COBS Provision]]
*[[Elective eligible counterparty - COBS Provision]]
 
A {{cobsprov|retail client}} under COBS {{cobsprov|3.4}} is one who is not a {{cobsprov|professional client}} or an {{cobsprov|eligible counterparty}}
 
{{cobssnap|3.5.2}}
 
There's a bit of a chat on all this at [[MiFID client categorisation]].
 
{{anat|cobs}}

Latest revision as of 18:29, 11 February 2021