Transaction - FCA Rulebook Term: Difference between revisions
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Revision as of 16:50, 11 May 2016
Section Transaction, COBS Rules
COBS Rules
Template:COBS Section Transaction
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Commentary
Conduct of Business
This is an article about the FCA’s conduct of business rules, known by its chapter in the FCA Sourcebook, COBS, which implement, among other things, MiFID (directive 2004/39/EC (EUR Lex) and implementing directive 2006/73/EC (EUR Lex)).