Template:Tradevstransactionreporting: Difference between revisions
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Amwelladmin (talk | contribs) Created page with " ''See also trade reporting, an obligation imposed by {{tag|MiFID}} under Art. {{eudirprov|28|MiFID}}. '' <br>" |
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'''[[Trade reporting]]''' an obligation imposed by {{tag|MiFID}} under Art. {{eudirprov|28|MiFID}}, is what the broker/dealer reports to the exchange immediately upon execution of the trade, to provide transparency and market information of where the stock is trading. <br /> | |||
'''[[Transaction reporting]]''' is the customer's responsibility (assuming it is in-scope) and is reported to the regulator, up to a couple of days later, and it captures ''who'' is buying and selling ''what''. | |||
''See also [[trade reporting]], '' <br> | |||
''See also [[trade reporting]], | |||
Revision as of 18:32, 24 November 2016
Trade reporting an obligation imposed by MiFID under Art. 28, is what the broker/dealer reports to the exchange immediately upon execution of the trade, to provide transparency and market information of where the stock is trading.
Transaction reporting is the customer's responsibility (assuming it is in-scope) and is reported to the regulator, up to a couple of days later, and it captures who is buying and selling what.
See also trade reporting,