Template:Tradevstransactionreporting: Difference between revisions

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'''[[Trade reporting]]''' an obligation imposed by {{tag|MiFID}} under Art. {{eudirprov|28|MiFID}}, is what the broker/dealer reports to the exchange immediately upon execution of the trade, to provide transparency and market information of where the stock is trading. <br />
===In a {{nutshell}}===
'''[[Transaction reporting]]''' is the customer's responsibility (assuming it is in-scope) and is reported to the regulator, up to a couple of days later, and it captures ''who'' is buying and selling ''what''.
'''[[Trade reporting]]''' an obligation imposed by {{tag|MiFID}} under Art. {{eudirprov|28|MiFID}}, is what the [[broker/dealer]] reports to the exchange immediately upon execution of the trade, to provide transparency and market information of where the stock is trading. <br />
'''[[Transaction reporting]]''' is an obligation imposed on [[investment firm]]s by Art. {{eudirprov|25|MiFID}} of {{tag|MiFID}}, and is much more detailed account of all transactions undertaken by that firm over the course of a day to the regulator, capturing ''who'' is buying and selling ''what''.
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''See also [[trade reporting]],  '' <br>
''See also [[trade reporting]],  '' <br>

Revision as of 18:36, 24 November 2016

In a Nutshell

Trade reporting an obligation imposed by MiFID under Art. 28, is what the broker/dealer reports to the exchange immediately upon execution of the trade, to provide transparency and market information of where the stock is trading.
Transaction reporting is an obligation imposed on investment firms by Art. 25 of MiFID, and is much more detailed account of all transactions undertaken by that firm over the course of a day to the regulator, capturing who is buying and selling what. .

See also trade reporting,