CF10A: Difference between revisions
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{{a|people|}}The [[CF10A]] is that poor, sainted soul who is responsible in your organisation for its compliance with the {{tag|FCA}}’s [[CASS]] [[client money]] and [[client asset]] rules. Such a person, if not of a naturally anxious or timid disposition, will rapidly become so upon realising the hellish job of managing this regulatory risk, and the potentially personal liability that attaches to any screw-ups. | {{a|people|}}The [[CF10A]] is that poor, sainted soul who is responsible in your organisation for its compliance with the {{tag|FCA}}’s [[CASS]] [[client money]] and [[client asset]] rules. Such a person, if not of a naturally anxious or timid disposition, will rapidly become so upon realising the hellish job of managing this regulatory risk, and the potentially personal liability that attaches to any screw-ups. | ||
After the [[head of the documentation unit]], the [[CF10A]] is next-least coveted position in the organisation | After the [[head of the documentation unit]], the [[CF10A]] is next-least coveted position in the organisation, and is awarded to people the same way Joe Pesci became a “made guy” in ''Goodfellas''. | ||
{{sa}} | {{sa}} | ||
[[CASS Anatomy]] | [[CASS Anatomy]] | ||
Revision as of 19:05, 31 December 2020
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People Anatomy™
A spotter’s guide to the men and women of finance.
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The CF10A is that poor, sainted soul who is responsible in your organisation for its compliance with the FCA’s CASS client money and client asset rules. Such a person, if not of a naturally anxious or timid disposition, will rapidly become so upon realising the hellish job of managing this regulatory risk, and the potentially personal liability that attaches to any screw-ups.
After the head of the documentation unit, the CF10A is next-least coveted position in the organisation, and is awarded to people the same way Joe Pesci became a “made guy” in Goodfellas.