Template:CASS Section 7A.3 TOC: Difference between revisions
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'''{{cassprov|Failure of a bank, intermediate broker, settlement agent or OTC counterparty: secondary pooling events}}''': {{cassprov|7A.3.1}} | {{cassprov|7A.3.2}} | {{cassprov|7A.3.3}} <br> | ''7A.3 Secondary pooling events'' | ||
'''{{cassprov|Failure of a bank}}''': {{cassprov|7A.3.4}} | {{cassprov|7A.3.5}} <br> | :<small>'''{{cassprov|Failure of a bank, intermediate broker, settlement agent or OTC counterparty: secondary pooling events}}''':{{cassprov|7A.3.1}} | {{cassprov|7A.3.2}} | {{cassprov|7A.3.3}} <br> | ||
'''{{cassprov|Failure of a bank: pooling}}''': {{cassprov|7A.3.6}} | {{cassprov|7A.3.7}} | {{cassprov|7A.3.8}} | {{cassprov|7A.3.9}} | {{cassprov|7A.3.10}} | {{cassprov|7A.3.11}} | {{cassprov|7A.3.12}} <br> | :'''{{cassprov|Failure of a bank}}''': {{cassprov|7A.3.4}} | {{cassprov|7A.3.5}} <br> | ||
'''{{cassprov|Client money received after the failure of a bank}}''': {{cassprov|7A.3.13}} | {{cassprov|7A.3.14}} | {{cassprov|7A.3.15}} <br> | :'''{{cassprov|Failure of a bank: pooling}}''': {{cassprov|7A.3.6}} | {{cassprov|7A.3.7}} | {{cassprov|7A.3.8}} | {{cassprov|7A.3.9}} | {{cassprov|7A.3.10}} | {{cassprov|7A.3.11}} | {{cassprov|7A.3.12}} <br> | ||
'''{{cassprov|Failure of an intermediate broker, settlement agent or OTC counterparty: Pooling}}''': {{cassprov|7A.3.16}} | {{cassprov|7A.3.17}} <br> | :'''{{cassprov|Client money received after the failure of a bank}}''': {{cassprov|7A.3.13}} | {{cassprov|7A.3.14}} | {{cassprov|7A.3.15}} <br> | ||
'''{{cassprov|Client money received after the failure of an intermediate broker, settlement agent or OTC counterparty}}''': {{cassprov|7A.3.18}} <br> | :'''{{cassprov|Failure of an intermediate broker, settlement agent or OTC counterparty: Pooling}}''': {{cassprov|7A.3.16}} | {{cassprov|7A.3.17}} <br> | ||
'''{{cassprov|Notification to the FCA: failure of a bank, intermediate broker, settlement agent or OTC counterparty}}''': {{cassprov|7A.3.19}} <br> | :'''{{cassprov|Client money received after the failure of an intermediate broker, settlement agent or OTC counterparty}}''': {{cassprov|7A.3.18}} <br> | ||
:'''{{cassprov|Notification to the FCA: failure of a bank, intermediate broker, settlement agent or OTC counterparty}}''': {{cassprov|7A.3.19}}</small> <br> |
Revision as of 09:31, 3 June 2013
7A.3 Secondary pooling events
- Failure of a bank, intermediate broker, settlement agent or OTC counterparty: secondary pooling events:7A.3.1 | 7A.3.2 | 7A.3.3
- Failure of a bank: 7A.3.4 | 7A.3.5
- Failure of a bank: pooling: 7A.3.6 | 7A.3.7 | 7A.3.8 | 7A.3.9 | 7A.3.10 | 7A.3.11 | 7A.3.12
- Client money received after the failure of a bank: 7A.3.13 | 7A.3.14 | 7A.3.15
- Failure of an intermediate broker, settlement agent or OTC counterparty: Pooling: 7A.3.16 | 7A.3.17
- Client money received after the failure of an intermediate broker, settlement agent or OTC counterparty: 7A.3.18
- Notification to the FCA: failure of a bank, intermediate broker, settlement agent or OTC counterparty: 7A.3.19