Client consent to execution policy and execution of orders outside a regulated market or MTF - COBS Provision: Difference between revisions
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Revision as of 12:57, 21 August 2014
Section 11.2.26, COBS Rules
COBS Rules
11.2.26 A firm must obtain the prior express consent of its clients before proceeding to execute their orders outside a regulated market or an MTF. The firm may obtain this consent either in the form of a general agreement or in respect of individual transactions.
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