Template:Mifid categorisation: Difference between revisions

Revision as of 12:25, 13 January 2016

professional clients: per se professional client

@@ Line 1: / Line 1: @@
-{{Box|
+<small>{{Box|
 ====Mifid Client Categorisation====
-See:
+'''{{cobsprov|professional client}}s''': {{cobsprov|per se professional client}}  |  {{cobsprov|elective professional client}} <br />
-*{{cobsprov|Per se professional client}}
+'''{{cobsprov|ECP}}s''': {{cobsprov|per se eligible counterparty}}  |  {{cobsprov|elective eligible counterparty}}   |  COBS {{cobsprov|1 Annex 1}} for disapplication of COBS rules to {{cobsprov|ECP}}s <br />
-*{{cobsprov|Elective professional client}}
+'''{{cobsprov|Retail client}}''': See COBS {{cobsprov|3.4}}: one who is not a {{cobsprov|professional client}} or an {{cobsprov|ECP}} <br>
-*{{cobsprov|Per se eligible counterparty}}
+'''[[media:Decision Tree - Categorisation.pdf|Categorisation decision tree (pdf)]]'''
-*{{cassprov|Elective eligible counterparty}}
-*[[media:Decision Tree - Categorisation.pdf|Categorisation decision tree (pdf)]]
-A {{cobsprov|retail client}} under COBS {{cobsprov|3.4}} is one who is not a {{cobsprov|professional client}} or an {{cobsprov|eligible counterparty}} <br>
+}}</small>
-}}