Template:FCA Section applicable asset: Difference between revisions
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{{fcaprov|Applicable asset}} means: | {{fcaprov|Applicable asset}} means:<br /> | ||
(a) in relation to {{fcaprov|MiFID business}}, a financial instrument; or <br /> | (a) in relation to {{fcaprov|MiFID business}}, a financial instrument; or <br /> | ||
(b) in relation to safeguarding and administering investments that is not {{tag|MiFID}} business, acting as trustee or depositary of a {{UCITS}}, and/or acting as trustee or depositary of an {{tag|AIF}}, a {{fcaprov|designated investment}} (other than a P2P agreement).<br /> | (b) in relation to safeguarding and administering investments that is not {{tag|MiFID}} business, acting as trustee or depositary of a {{UCITS}}, and/or acting as trustee or depositary of an {{tag|AIF}}, a {{fcaprov|designated investment}} (other than a P2P agreement).<br /> | ||
Latest revision as of 15:38, 14 September 2016
Applicable asset means:
(a) in relation to MiFID business, a financial instrument; or
(b) in relation to safeguarding and administering investments that is not MiFID business, acting as trustee or depositary of a 2014|91|EU, and/or acting as trustee or depositary of an AIF, a designated investment (other than a P2P agreement).