Prime brokerage agreement disclosure annex: Difference between revisions
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====Discussion==== | ====Discussion==== | ||
Revision as of 11:33, 1 November 2016
9.3 in a Nutshell™ (CASS edition)
Template:Nutshell CASS 9.3
Discussion
Note strictly speaking you only need a PBDA if you are rehypothecating client assets. If you don't custody assets, or you have no right to transfer them, you don't need to supply an annex.