Principle 10 - FCA Rulebook Term: Difference between revisions
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The {{tag|FCA}} handbook term which provides that | |||
a firm which holds safe custody assets should “arrange adequate protection for client’s assets when it is responsible for them”. This includes taking appropriate steps to protect client assets for which it is responsible. | |||
===See also=== | ===See also=== | ||
*[[CASS Anatomy]] | *[[CASS Anatomy]] | ||
*{{cassprov|Prime brokerage agreement disclosure annex}} | *{{cassprov|Prime brokerage agreement disclosure annex}} |
Revision as of 17:48, 1 November 2016
The FCA handbook term which provides that
a firm which holds safe custody assets should “arrange adequate protection for client’s assets when it is responsible for them”. This includes taking appropriate steps to protect client assets for which it is responsible.