Template:CASS Section 6.3 TOC: Difference between revisions

Latest revision as of 08:41, 9 May 2017

6.3.1 - Criteria for depositing assets with a third party

6.3.2 - Considerations when discharging obligations under this part

6.3.3 - Issues firms should address in their agreements with third party custodians

6.3.4 - Suitable jurisdictions for the deposit of safe custody assets

6.3.4A - Third-party custody agreements

6.3.4B - Third-party custody agreements

6.3.5 - Agreements with third party custodians not to contain security interests ...

6.3.6 - ... er, except in the following cases

6.3.7 - When a firm is considered to be acting on the instructions of a professional client

6.3.8 - Safe custody asset includes client money

6.3.9 - And don't think this provision allows a right of set-off

@@ Line 4: / Line 4: @@
 :''{{cassprov|6.3.3}} - Issues firms should address in their agreements with third party custodians''
 :''{{cassprov|6.3.4}} - Suitable jurisdictions for the deposit of {{fcaprov|safe custody asset}}s''
+:''{{cassprov|6.3.4A}} - {{cassprov|Third-party custody agreements}}
+:''{{cassprov|6.3.4B}} - {{cassprov|Third-party custody agreements}}
 :''{{cassprov|6.3.5}} - Agreements with third party custodians not to contain [[security interest]]s ...''
 :''{{cassprov|6.3.6}} - ... er, except in the following cases''