AIFMD Anatomy: Difference between revisions
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*{{aifmdprov|DR20}} ({{aifmdprov|Due diligence when appointing counterparties and prime brokers}}) | *{{aifmdprov|DR20}} ({{aifmdprov|Due diligence when appointing counterparties and prime brokers}}) | ||
*{{aifmdprov|DR76}} ({{aifmdprov|objective reason}}) | *{{aifmdprov|DR76}} ({{aifmdprov|objective reason}}) | ||
*{{aifmdprov|DR89}} ({{aifmdprov|Safekeeping duties with regard to assets held in custody}}) | |||
*{{aifmdprov|DR91}} ({{aifmdprov|reporting obligations for prime brokers}}) | *{{aifmdprov|DR91}} ({{aifmdprov|reporting obligations for prime brokers}}) | ||
*{{aifmdprov|DR98}} ({{aifmdprov|due diligence}}) | *{{aifmdprov|DR98}} ({{aifmdprov|due diligence}}) | ||
Revision as of 18:04, 26 November 2018
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AIFMD Anatomy™
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AIFMD
Chapter I — General provisions
Chapter II — Authorisations of AIFMs
Chapter III — Operating Conditions for AIFMs
Section 1 — General requirements
Section 2 — Organisational requirements
Section 3 — Delegation of AIFM functions
Section 4 — Depositary
Chapter IV — Transparency requirements
Chapter V — AIFMs Managing specific types of AIF
Section 1 — AIFMs managing leveraged AIFs
Section 2 — Obligations for AIFMs managing AIFs which acquire control of non-listed companies and issuers
Chapter VI — Rights of EU AIFMs to market and manage EU AIFs in the Union
Chapter VII — Specific rules in relation to Third Countries
Chapter VIII — Marketing to retail investors
Chapter IX — Competent authorities
Section 1 — Designation, powers and redress procedures
Section 2 — Cooperation between different competent authorities
Chapter X — Transitional and final provisions
AIFMR
- DR20 (Due diligence when appointing counterparties and prime brokers)
- DR76 (objective reason)
- DR89 (Safekeeping duties with regard to assets held in custody)
- DR91 (reporting obligations for prime brokers)
- DR98 (due diligence)
- DR99 (segregation obligation)
- DR100 (Loss of custody asset)
- objective reason for the season