Template:Tradevstransactionreporting: Difference between revisions
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===Trade and transaction reporting in a {{nutshell}} | ===Trade and transaction reporting in a {{nutshell}}=== | ||
'''[[Trade reporting]]''' an obligation imposed by {{tag|MiFID}} under Art. {{eudirprov|28|MiFID}}, is what the [[broker/dealer]] reports to the exchange immediately upon execution of the trade, to provide transparency and market information of where the stock is trading. <br> | '''[[Trade reporting]]''' an obligation imposed by {{tag|MiFID}} under Art. {{eudirprov|28|MiFID}}, is what the [[broker/dealer]] reports to the exchange immediately upon execution of the trade, to provide transparency and market information of where the stock is trading. <br> | ||
'''[[Transaction reporting]]''' is an obligation imposed on [[investment firm]]s by Art. {{eudirprov|25|MiFID}} of {{tag|MiFID}}, and is much more detailed account of all transactions undertaken by that firm over the course of a day to the regulator, capturing ''who'' is buying and selling ''what''. <br> | '''[[Transaction reporting]]''' is an obligation imposed on [[investment firm]]s by Art. {{eudirprov|25|MiFID}} of {{tag|MiFID}}, and is much more detailed account of all transactions undertaken by that firm over the course of a day to the regulator, capturing ''who'' is buying and selling ''what''. <br> | ||
Latest revision as of 09:20, 11 February 2019
Trade and transaction reporting in a Nutshell™
Trade reporting an obligation imposed by MiFID under Art. 28, is what the broker/dealer reports to the exchange immediately upon execution of the trade, to provide transparency and market information of where the stock is trading.
Transaction reporting is an obligation imposed on investment firms by Art. 25 of MiFID, and is much more detailed account of all transactions undertaken by that firm over the course of a day to the regulator, capturing who is buying and selling what.