SEC Rule 15c2-1: Difference between revisions

Revision as of 13:29, 16 April 2019

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Rule 15c2-1 is the rule promulgated under the Securities Exchange Act of 1934 that deals with rehypothecation of clients’ securities. See especially Rule 15c2-1(a)(1).

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 {{seealso}}
-{{t|rehypothecation}}
+*{{t|Rehypothecation}}
-Rule [[15c3]] of the [[Securities Exchange Act of 1934]]
+*Rule [[15c3]] of the [[Securities Exchange Act of 1934]]
-Rule [[15a6]]
+*Rule [[15a6]]