SEC Rule 15c2-1: Difference between revisions
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Latest revision as of 18:44, 6 January 2021
Prime Brokerage Anatomy™
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Rule 15c2-1 is the rule promulgated under the Securities Exchange Act of 1934 that deals with rehypothecation of clients’ securities. See especially Rule 15c2-1(a)(1).
You can find the rule here. There being no accounting for taste, have fun.
See also
- Rehypothecation
- Rule 15c3 of the Securities Exchange Act of 1934
- Rule 15a6