SEC Rule 15c2-1: Difference between revisions

From The Jolly Contrarian
Jump to navigation Jump to search
No edit summary
m Amwelladmin moved page 15c2-1 to SEC Rule 15c2-1
 
(No difference)

Latest revision as of 18:44, 6 January 2021

Prime Brokerage Anatomy™
There is no industry standard prime brokerage agreement, so this is not so much an anatomy as a collection of resources about an amorphous subject.
Hedge fund | AIFMD | Depositary | Prime broker | prime brokerage agreement | synthetic prime brokerage | margin lending | custody asset | CASS Anatomy | reuse & rehypothecation | hedge fund | leveraged alpha | greeks | short selling Index: Click to expand:
Tell me more
Sign up for our newsletter — or just get in touch: for ½ a weekly 🍺 you get to consult JC. Ask about it here.

Rule 15c2-1 is the rule promulgated under the Securities Exchange Act of 1934 that deals with rehypothecation of clients’ securities. See especially Rule 15c2-1(a)(1).

You can find the rule here. There being no accounting for taste, have fun.

See also