Template:CASS Section 7A TOC: Difference between revisions
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''{{cassprov|7A.1}} {{cassprov|Application and purpose}}'' <br> | ''{{cassprov|7A.1}} {{cassprov|Application and purpose}}'' <br> | ||
''{{cassprov|7A.2}} {{cassprov|Primary pooling events}}'' <br> | ''{{cassprov|7A.2}} {{cassprov|Primary pooling events}}'' <br> | ||
{{CASS Section 7A. | {{CASS Section 7A.3 TOC}} <br> |
Latest revision as of 09:30, 3 June 2013
7A Client money distribution
7A.1 Application and purpose
7A.2 Primary pooling events
7A.3 Secondary pooling events
- Failure of a bank, intermediate broker, settlement agent or OTC counterparty: secondary pooling events:7A.3.1 | 7A.3.2 | 7A.3.3
- Failure of a bank: 7A.3.4 | 7A.3.5
- Failure of a bank: pooling: 7A.3.6 | 7A.3.7 | 7A.3.8 | 7A.3.9 | 7A.3.10 | 7A.3.11 | 7A.3.12
- Client money received after the failure of a bank: 7A.3.13 | 7A.3.14 | 7A.3.15
- Failure of an intermediate broker, settlement agent or OTC counterparty: Pooling: 7A.3.16 | 7A.3.17
- Client money received after the failure of an intermediate broker, settlement agent or OTC counterparty: 7A.3.18
- Notification to the FCA: failure of a bank, intermediate broker, settlement agent or OTC counterparty: 7A.3.19