Compliance: Difference between revisions
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{{a|people|}}{{Compliance officer|/kəmˈplaɪəns ˈɒfɪsə/|n|}} | {{a|people|}}{{d|Compliance officer|/kəmˈplaɪəns ˈɒfɪsə/|n|}} | ||
One employed in the [[compliance]] department (as distinct from [[legal eagle|one hailing from]] the [[legal department]]) so not, strictly speaking, a professional at all (but constantly at pains to call {{sex|herself}} one, the same way that real estate agents and financial advisors do). | One employed in the [[compliance]] department (as distinct from [[legal eagle|one hailing from]] the [[legal department]]) so not, strictly speaking, a professional at all (but constantly at pains to call {{sex|herself}} one, the same way that real estate agents and financial advisors do). | ||
Revision as of 23:30, 9 November 2022
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People Anatomy™
A spotter’s guide to the men and women of finance.
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Compliance officer
/kəmˈplaɪəns ˈɒfɪsə/ (n.)
One employed in the compliance department (as distinct from one hailing from the legal department) so not, strictly speaking, a professional at all (but constantly at pains to call herself one, the same way that real estate agents and financial advisors do).
In the Harry Potter argot, a mudblood[1].
Legal and compliance
Just what the difference is in function is between the legal, compliance and legal and compliance departments could occupy a corpulent volume.
References
- ↑ Don’t forget, this is a pejorative term for someone who nonetheless may have ninja legal skills: Hermione Grainger was a mudblood, after all.