Trading facilities: Difference between revisions
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Amwelladmin (talk | contribs) Created page with "a multilateral system, operated by an investment firm or a market operator, which brings together multiple third-party buying and selling interests in financial instruments - ..." |
Amwelladmin (talk | contribs) m Amwelladmin moved page Multilateral Trading Facility - COBS Provision. to Multilateral Trading Facility - FCA Rulebook Term |
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Revision as of 16:51, 10 October 2014
a multilateral system, operated by an investment firm or a market operator, which brings together multiple third-party buying and selling interests in financial instruments - in the system and in accordance with non-discretionary rules - in a way that results in a contract in accordance with the provisions of Title II of MiFID.
Compare and contrast with regulated market
Conduct of Business
This is an article about the FCA’s conduct of business rules, known by its chapter in the FCA Sourcebook, COBS, which implement, among other things, MiFID (directive 2004/39/EC (EUR Lex) and implementing directive 2006/73/EC (EUR Lex)).