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Amwelladmin (talk | contribs) Created page with "Where you have a non-US investment manager of an {{tag|ERISA}} plan, a US broker/dealer must assume liability for non-affiliated su..." |
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Where you have a non-US [[Investment manager - COBS Provision|investment manager]] of an | Where you have a non-US [[Investment manager - COBS Provision|investment manager]] of an [[ERISA]] plan, a US [[broker/dealer]] must assume liability for non-affiliated sub-custodians. <br> | ||
Latest revision as of 13:30, 14 August 2024
Where you have a non-US investment manager of an ERISA plan, a US broker/dealer must assume liability for non-affiliated sub-custodians.