Transaction reporting: Difference between revisions
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''See also [[trade reporting]], an obligation imposed by {{tag|MiFID}} under Art. {{eudirprov|28|MiFID}}. '' <br> | ''See also [[trade reporting]], an obligation imposed by {{tag|MiFID}} under Art. {{eudirprov|28|MiFID}}. '' <br> | ||
Transaction reporting is imposed on investment firms by Art. {{eudirprov|25|MiFID}} of {{tag|MiFID}} | Transaction reporting is imposed on investment firms by Art. {{eudirprov|25|MiFID}} of {{tag|MiFID}}. A transaction report comprises a set of fields including all descriptive information relating to each trade made by a firm over the course of a period, usually a day. Exemptions do exist for certain classes of trades. Under {{tag|MiFID}} the transaction report is made via an [[approved reporting mechanism]] (ARM) on a T+1 basis. Under {{tag|EMIR}} the transaction report is made to a trade repository, also on a T+1 basis. | ||
Under {{tag|MiFID}} {{tag|FX}}, [[commodities]] and interest rate products are not in scope. Under EMIR FX, commodities, credit, interest rate and equity products are all covered. | |||
{{eudirsnap|25|MiFID}} | {{eudirsnap|25|MiFID}} | ||
{{anat|MiFID}} | {{anat|MiFID}} | ||
Revision as of 10:05, 9 March 2015
See also trade reporting, an obligation imposed by MiFID under Art. 28.
Transaction reporting is imposed on investment firms by Art. 25 of MiFID. A transaction report comprises a set of fields including all descriptive information relating to each trade made by a firm over the course of a period, usually a day. Exemptions do exist for certain classes of trades. Under MiFID the transaction report is made via an approved reporting mechanism (ARM) on a T+1 basis. Under EMIR the transaction report is made to a trade repository, also on a T+1 basis.
Under MiFID FX, commodities and interest rate products are not in scope. Under EMIR FX, commodities, credit, interest rate and equity products are all covered.
Article [[25 - {{{2}}} Directive Provision|25]], [[Template:MiFID]] ([[Template:Template:MiFID_25|view template]])
{{Template:MiFID Article 25}}
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