Template:TOC COBS 11.2: Difference between revisions

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==={{tag|COBS}} {{cobsprov|11.2}} {{cobsprov|Best Execution}}===
:{{tag|COBS}} {{cobsprov|11.2}} {{cobsprov|Best Execution}}
:''Note that, courtesy of {{cobsprov|1 Annex 1}} [[best execution]] obligations are not owed to an {{fcaprov|eligible counterparty}}, but only to a {{fcaprov|professional client}} or a {{fcaprov|retail client}}.''
::{{tag|COBS}} {{cobsprov|11.2.2}}
::{{tag|COBS}} {{cobsprov|11.2.3}}
::{{tag|COBS}} {{cobsprov|11.2.4}}
::{{tag|COBS}} {{cobsprov|11.2.5}}


====Application of best execution obligation====
[...]
''Note that, courtesy of {{cobsprov|1 Annex 1}} [[best execution]] obligations are not owed to an {{fcaprov|eligible counterparty}}, but only to a {{fcaprov|professional client}} or a {{fcaprov|retail client}}.''
*{{tag|COBS}} {{Cobsprov|11.2.2}}
*{{tag|COBS}} {{Cobsprov|11.2.3}}
*{{tag|COBS}} {{Cobsprov|11.2.4}}
*{{tag|COBS}} {{Cobsprov|11.2.5}}


====Management companies: execution and transmission of orders====
::{{tag|COBS}} {{cobsprov|11.2.25}}: {{cobsprov|consent to best execution policy generally}} <br>
 
::{{tag|COBS}} {{cobsprov|11.2.26}}: {{cobsprov|permission to execute outside a regulated market or MTF}} <br>
====Client consent to execution policy and execution of orders outside a {{fcaprov|regulated market}} or {{fcaprov|MTF}}====
*{{tag|COBS}} {{Cobsprov|11.2.25}}: consent to best execution policy generally <br>
*{{tag|COBS}} {{Cobsprov|11.2.26}}: permission to execute outside a [[regulated market]] or [[MTF]] <br>

Revision as of 14:28, 27 March 2015

COBS 11.2 Best Execution
Note that, courtesy of 1 Annex 1 best execution obligations are not owed to an eligible counterparty, but only to a professional client or a retail client.
COBS 11.2.2
COBS 11.2.3
COBS 11.2.4
COBS 11.2.5

[...]

COBS 11.2.25: consent to best execution policy generally
COBS 11.2.26: permission to execute outside a regulated market or MTF
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