Template:Nutshell 2018 CSD Regime Table
13(a) The parties have specified the regulatory “Regimes” that apply to them as Secured Party in the “Regime Table” below. These are not representations that any Secured Party is actually regulated under such Regime.
[Delete inapplicable rows]
| Regime | Party A as the Secured Party (Party B as the Chargor) | Party B as the Secured Party (Party A as the Chargor) |
|---|---|---|
| EMIR | Applies: [SPECIFY] SIMM Exception: [SPECIFY] |
Applies: [SPECIFY] SIMM Exception: [SPECIFY] |
| Prudential | Applies: [SPECIFY] SIMM Exception: [SPECIFY] |
Applies: [SPECIFY] SIMM Exception: [SPECIFY] |
| CFTC | Applies: [SPECIFY] SIMM Exception: [Shoot me][SPECIFY] |
Applies: [SPECIFY] SIMM Exception: [Shoot me][SPECIFY] |
| SEC | Applies: [SPECIFY] SIMM Exception: [Shoot me][SPECIFY] |
Applies: [SPECIFY] SIMM Exception: [Shoot me][SPECIFY] |
| Canada | Applies: [SPECIFY] SIMM Exception: [Shoot me][SPECIFY] |
Applies: [SPECIFY] SIMM Exception: [Shoot me][SPECIFY] |
| Switzerland | Applies: [SPECIFY] SIMM Exception: [SPECIFY] |
Applies: [SPECIFY] SIMM Exception: [SPECIFY] |
| Japan | Applies: [SPECIFY] SIMM Exception: [Shoot me][SPECIFY] |
Applies: [SPECIFY] SIMM Exception: [Shoot me][SPECIFY] |
| Australia | Applies: [SPECIFY] SIMM Exception: [Shoot me][SPECIFY] |
Applies: [SPECIFY] SIMM Exception: [Shoot me][SPECIFY] |
| Hong Kong | Applies: [SPECIFY] SIMM Exception: [Shoot me][SPECIFY] |
Applies: [SPECIFY] SIMM Exception: [Shoot me][SPECIFY] |
| Singapore | Applies: [SPECIFY] SIMM Exception: [Shoot me][SPECIFY] |
Applies: [SPECIFY] SIMM Exception: [Shoot me][SPECIFY] |