AIFMD Anatomy

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AIFMD Anatomy™

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Directive 2011/61/EU (EUR Lex) | Implementing regulation 231/2013 (EUR Lex)
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directive - 21 (depositary) | 21(4) (conflict management) | 21(8) (custody function) | 21(11) (custody delegation) | 21(12) (liability for loss of assets) | 21(13) (discharge of liability on delegation) | 21(14) (discharge of liability for Non-EU subcustodians) | 36 (depo-lite) | 36(1)
implementing regulation DR20 (Due diligence when appointing counterparties and prime brokers) | DR76 (objective reason) | DR89 (Safekeeping duties with regard to assets held in custody) | DR91 (reporting obligations for prime brokers) | DR98 (due diligence) | DR99 (segregation obligation) | DR100 (Loss of custody asset) |
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AIFMD

Chapter I — General provisions

Chapter II — Authorisations of AIFMs

Chapter III — Operating Conditions for AIFMs

Section 1 — General requirements

Section 2 — Organisational requirements

Section 3 — Delegation of AIFM functions

Section 4 — Depositary

Chapter IV — Transparency requirements

Chapter V — AIFMs Managing specific types of AIF

Section 1 — AIFMs managing leveraged AIFs

Section 2 — Obligations for AIFMs managing AIFs which acquire control of non-listed companies and issuers

Chapter VI — Rights of EU AIFMs to market and manage EU AIFs in the Union

Chapter VII — Specific rules in relation to Third Countries

Chapter VIII — Marketing to retail investors

Chapter IX — Competent authorities

Section 1 — Designation, powers and redress procedures

Section 2 — Cooperation between different competent authorities

Chapter X — Transitional and final provisions

AIFMR