CF10a
People Anatomy™
A spotter’s guide to the men and women of finance.
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The person at a CASS large firm (such as a custodian or prime broker) designated[1] with responsibility for the CASS operational oversight function (known colloquially as the firm’s “CF10a”). This person is likely to be of a nervous disposition, even if she wasn't before she became the firm’s CF10a. It’s an infectious kind of nervousness.
For more information see the FCA handbook: SUP Chapter 10A.9R.
References
- ↑ condemned, really