Template:CASS Section 6 TOC

6 - Custody rules

6.1 Application
6.2 Holding of client assets

6.2.1 Requirement to protect clients' safe custody assets

6.2.2 Requirement to have adequate organisational arrangements

6.2.3 Registration and recording of legal title

6.2.4 (Nominee companies)

6.2.5 Recording title to safe custody assets

6.2.6 (Adequate investigations)

6.2.7 (documents of title to bearer assets)

6.2 Holding of client assets

6.2.1 Requirement to protect clients' safe custody assets

6.2.2 Requirement to have adequate organisational arrangements

6.2.3 Registration and recording of legal title

6.2.4 (Nominee companies)

6.2.5 Recording title to safe custody assets

6.2.6 (Adequate investigations)

6.2.7 (documents of title to bearer assets)

6.4 Use of safe custody assets
6.5 Records, accounts and reconciliations