Conduct of business obligations - COBS Provision

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COBS 2.1 Acting honestly, fairly and professionally
COBS 2.2 Information disclosure before providing services
COBS 2.3 Inducements
COBS 2.4 Agent as client and reliance on others

Conduct of Business

This is an article about the FCA’s conduct of business rules, known by its chapter in the FCA Sourcebook, COBS, which implement, among other things, MiFID (directive 2004/39/EC (EUR Lex) and implementing directive 2006/73/EC (EUR Lex)).

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