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- (a) in relation to MiFID business, a {{fcaprov|financial instrument}}; or<br> ...428 bytes (65 words) - 15:19, 26 February 2015
- ‘[[derivative]]’ or ‘[[derivative contract]]’ means a [[financial instrument]] as set out in points (4) to (10) of Section C of Annex I to {{eudirective ...428 bytes (62 words) - 08:45, 21 June 2022
- {{a|brokerage|}}To subscribe is buy a [[financial instrument]] in the primary market, freshly issued, direct from the [[dealer]], rather ...636 bytes (96 words) - 13:30, 14 August 2024
- ...e contract]]s relating to a currency shall not be a {{mifid2prov|financial instrument}} where the [[contract]] is: (a) a [[spot contract]] within the meaning of ...517 bytes (77 words) - 13:30, 14 August 2024
- ...ch a loss the {{aifmdprov|depositary}} shall return an identical financial instrument or the corresponding amount to the [[AIF]] without undue delay. It will not ...634 bytes (98 words) - 15:57, 8 April 2019
- ...its fustiness. A “legal instrument” covers a [[contract]], a [[negotiable instrument]],<ref>Including, therefore, a [[Negotiable cow|cow]].</ref> a [[Constituti We ''like'' the expression “legal instrument”, therefore. ...748 bytes (107 words) - 08:58, 28 September 2021
- ...es]] shall ensure that the {{ucits5prov|depositary}} returns a [[financial instrument]] of an [[Fungible|identical type]] or the corresponding amount to the [[UC ...2 KB (336 words) - 13:30, 14 August 2024
- ...e same fundamental analysis on the same issuers and [[Financial instrument|instrument]]s a fabulously efficient use of resources either. Except that they might, ...2 KB (386 words) - 13:29, 12 October 2020
- ...enting measures. However, [[ESMA]] has identified three situations where [[instrument]]s may be lost following the [[bankruptcy]] of a [[sub-custodian]]: ...regation]] of assets, because the law of the country where the [[financial instrument]]s were held in [[custody]] does not recognise the effects of segregation, ...4 KB (587 words) - 14:47, 15 October 2019
- ...}''': (a) in relation to {{fcaprov|MiFID}} business, a {{fcaprov|financial instrument}}; <br> ...429 bytes (66 words) - 11:12, 27 February 2015
- {{g}}The period between interest payments on an interest-bearing a financial instrument. Common ones: annual and semi-annual (especially for [[fixed rate]] product ...873 bytes (118 words) - 11:05, 31 August 2020
- {{g}}The actual deal, be it the [[purchase]] or [[sale]] of a [[financial instrument]]; a [[swap]], [[stock loan]], [[ETD]]. While a [[transaction]] could be a ...784 bytes (125 words) - 19:18, 23 February 2020
- ...[medium term note|note]]s issued under that [[ISIN]], is technically the [[instrument]] the [[clearing system]]’s records reflect. On [[execution]] of a bond dea ...gn) the [[global note]] — at which point it would become a “live” [[bearer instrument]] — and put it in an actual vault where it would gather dust awaiting the t ...2 KB (354 words) - 19:45, 27 April 2020
- ...rather than by mere possession the instrument (which is called a “[[bearer instrument]]”)<ref>For a lawyer this is elemental stuff; one of the great bifurcations ...there is really no practical difference between a bearer and a registered instrument. But it is what it is: All US Securities are in registered form. ...3 KB (453 words) - 23:13, 8 August 2023
- ...Section A of {{mifid2prov|Annex I}} to [[MiFID]] relating to any financial instrument, that is: ...781 bytes (108 words) - 11:38, 2 March 2020
- ...owing emissions and commodity products as within the scope for [[Financial instrument|financial instruments]]: ...ual [[emission allowances]]''', resembling as they do abstract [[Financial instrument|financial instruments]] — and actually listed as such in Section C of Annex ...2 KB (299 words) - 09:42, 3 July 2023
- ...e'': to manage a [[market risk]] or [[credit risk]] by trading [[financial instrument]]s that will tend to have the opposite effect. This can be by selling the e ...737 bytes (99 words) - 23:50, 12 December 2020
- A [[central securities depository]] (CSD) holds [[financial instrument|financial instruments]], and allows the electronic transfer of those instru ...741 bytes (101 words) - 11:26, 30 March 2020
- ...the torpedoes and value it at nil. That is the risk you run in owning that instrument. A {{gmsla2000prov|Borrower}} who has borrowed a stock which one cannot eve ...2 KB (421 words) - 09:06, 11 March 2022
- {{quote|1(3) An instrument is validly executed as a [[deed]] by an individual if, and only if – ...727 bytes (114 words) - 14:16, 15 June 2022