Prime brokerage agreement disclosure annex

The famous prime brokerage disclosure annex mandated by CASS 9.3. Note especially the second part, which refers explicity to the CF10a’s personal responsibility for making sure everything is tickety-boo. Which will mean your local CF10a might be inclined, almost imperceptibly, to obsess madly about your catalogue of prime brokerage disclosure annexes at every waking moment (yours or his).

Here's a summary:

---

9.3 in a Nutshell™ _{(CASS edition)}

Template:Nutshell CASS 9.3

view template

---

And here's the whole thing:

Template:CASS Section 9.3 (View Template)

But check the original souce: CASS Chapter 9 Template:Cassanatomy