CF10A

People Anatomy™ A spotter’s guide to the men and women of finance. →Go uptown Index: Click ᐅ to expand: Archetypes Tell me more Sign up for our newsletter — or just get in touch: for ½ a weekly 🍺 you get to consult JC. Ask about it here.

The CF10A is that poor, sainted soul who is responsible in your organisation for its compliance with the FCA’s CASS client money and client asset rules. Such a person, if not of a naturally anxious or timid disposition, will rapidly become so upon realising the hellish job of managing this regulatory risk, and the potentially personal liability that attaches to any screw-ups.

After the head of the documentation unit, the CF10A is next-least coveted position in the organisation

See also

CASS Anatomy