Template:Nutshell 2018 CSD Regime Table

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13(a) The parties have specified the regulatory “Regimes” that apply to them as Secured Party in the “Regime Table” below. These are not representations that any Secured Party is actually regulated under such Regime.

[Delete inapplicable rows]

Regime Table
Regime Party A as the Secured Party (Party B as the Chargor) Party B as the Secured Party (Party A as the Chargor)
EMIR Applies: [SPECIFY]

SIMM Exception: [SPECIFY]

Applies: [SPECIFY]

SIMM Exception: [SPECIFY]

Prudential Applies: [SPECIFY]

SIMM Exception: [SPECIFY]

Applies: [SPECIFY]

SIMM Exception: [SPECIFY]

CFTC Applies: [SPECIFY]

SIMM Exception: [Shoot me][SPECIFY]

Applies: [SPECIFY]

SIMM Exception: [Shoot me][SPECIFY]

SEC Applies: [SPECIFY]

SIMM Exception: [Shoot me][SPECIFY]

Applies: [SPECIFY]

SIMM Exception: [Shoot me][SPECIFY]

Canada Applies: [SPECIFY]

SIMM Exception: [Shoot me][SPECIFY]

Applies: [SPECIFY]

SIMM Exception: [Shoot me][SPECIFY]

Switzerland Applies: [SPECIFY]

SIMM Exception: [SPECIFY]

Applies: [SPECIFY]

SIMM Exception: [SPECIFY]

Japan Applies: [SPECIFY]

SIMM Exception: [Shoot me][SPECIFY]

Applies: [SPECIFY]

SIMM Exception: [Shoot me][SPECIFY]

Australia Applies: [SPECIFY]

SIMM Exception: [Shoot me][SPECIFY]

Applies: [SPECIFY]

SIMM Exception: [Shoot me][SPECIFY]

Hong Kong Applies: [SPECIFY]

SIMM Exception: [Shoot me][SPECIFY]

Applies: [SPECIFY]

SIMM Exception: [Shoot me][SPECIFY]

Singapore Applies: [SPECIFY]

SIMM Exception: [Shoot me][SPECIFY]

Applies: [SPECIFY]

SIMM Exception: [Shoot me][SPECIFY]