Forward Transaction - Equity Derivatives Provision

2002 ISDA Equity Derivatives Definitions A Jolly Contrarian owner’s manual™ Resources and navigation Resources About the Equity Derivatives Definitions | (full wikitext) | (nutshell wikitext) | Equity v credit derivatives showdown Hot topics Synthetic Prime Brokerage Anatomy | The Triple Cocktail | Cancellation and Payment | Calculation Agent Resources About the Equity Derivatives Definitions | (full wikitext) | (nutshell wikitext) | Equity v credit derivatives showdown Hot topics Synthetic Prime Brokerage Anatomy | The Triple Cocktail | Cancellation and Payment | Calculation Agent TOC | 1 General Definitions | 2 Option Transactions | 3 Exercise of Options | 4 Forward Transactions | 5 Equity Swap Transactions | 6 Valuation | 7 Settlement | 8 Cash Settlement | 9 Physical Settlement | 10 Dividends | 11 Adjustments and Modifications | 12 Extraordinary Events · 12.8 Cancellation Amount · 12.9 Additional Disruption Events · 12.9 List of ADEs · 12.9(b) Consequences of ADEs | 13 Miscellaneous Index: Click ᐅ to expand: Equity Derivatives - Premium Synthetic Prime Brokerage Section 1.3 in a Nutshell™ Use at your own risk, campers! 1.3. A “Forward Transaction” means an OTC equity forward transaction: (a) on a single index (an “Index Forward Transaction”); (b) on a single security (a “Share Forward Transaction”); (c) on a basket of indices (an “Index Basket Forward Transaction); or (d) on a basket of securities (a “Share Basket Forward Transaction”). view template Full text of Section 1.3 Section 1.3. Forward Transaction. “Forward Transaction” means a transaction that is (a) an OTC equity forward transaction relating to a single index (an “Index Forward Transaction”), (b) an OTC equity forward transaction relating to a single share or other security (a “Share Forward Transaction”), (c) an OTC equity forward transaction relating to a basket of indices (an “Index Basket Forward Transaction”) or (d) an OTC equity forward transaction relating to a basket of shares or other securities (a “Share Basket Forward Transaction”). view template Tell me more Sign up for our newsletter — or just get in touch: for ½ a weekly 🍺 you get to consult JC. Ask about it here.

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Summary

Section 1.3 Forward Transactions

We have a fair bit of information about forward transactions generally in our article on forward sales. This is, on one hard, merely an over-the-counter version of a futures contract, but on another is a fairly important component in asset financing, repurchase and securities lending — all of which are unglamorous, but yet fundamental, components of the plumbing of the financial system.

The older the JC has got, the more important boring old asset financing has seemed.

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General discussion

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See also

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