UK ring fencing

From The Jolly Contrarian
Revision as of 09:23, 10 May 2023 by Amwelladmin (talk | contribs) (Created page with "{{a|regulation|}}A ring-fenced bode is regulated by [https://www.legislation.gov.uk/ukpga/2000/8/part/9B Part 9B] of FSMA. There are certain “core activities” and “excluded activities”, including “dealing in investments as principal”. The treasury promulgated the [https://www.legislation.gov.uk/uksi/2014/2080/contents Financial Services and Markets Act 2000 (Excluded Activities and Prohibitions) Order 2014] excluding certain excluded activities. Thes...")
(diff) ← Older revision | Latest revision (diff) | Newer revision → (diff)
Jump to navigation Jump to search
The JC’s Reg and Leg resource™


Index: Click ᐅ to expand:
Regulation
Index: Click ᐅ to expand:
Regulation
Legislation

Comments? Questions? Suggestions? Requests? Insults? We’d love to 📧 hear from you.
Sign up for our newsletter.

A ring-fenced bode is regulated by Part 9B of FSMA. There are certain “core activities” and “excluded activities”, including “dealing in investments as principal”. The treasury promulgated the Financial Services and Markets Act 2000 (Excluded Activities and Prohibitions) Order 2014 excluding certain excluded activities. These do not include

  • dealing in investments as principal
  • commodities trading
  • securitisation and covered bonds
  • central bank exemption
  • derivatives
  • general exceptions
Retrieved from "https://jollycontrarian.com/index.php?title=UK_ring_fencing&oldid=74163"