Template:TOC COBS 11.2

From The Jolly Contrarian
Revision as of 12:54, 28 November 2014 by Amwelladmin (talk | contribs)
Jump to navigation Jump to search

===COBS 11.2 Best Execution===

Application of best execution obligation

Note that, courtesy of 1 Annex 1 best execution obligations are not owed to an eligible counterparty, but only to a professional client or a retail client.

Management companies: execution and transmission of orders

Client consent to execution policy and execution of orders outside a regulated market or MTF