Broker: Difference between revisions
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More commonly referred to as a [[broker-dealer]], seeing as most firms act as both. | More commonly referred to as a [[broker-dealer]], seeing as most firms act as both. | ||
==See also=== | |||
*{{tag|Broker-dealer}} | |||
Revision as of 10:35, 20 July 2016
Strictly speaking, an investment firm which handles client orders for transactions in securities as an agent. To be contrasted with a dealer, who trades in the market as a principal in its own right.
More commonly referred to as a broker-dealer, seeing as most firms act as both.