CF10a

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Office anthropology™

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The JC puts on his pith-helmet, grabs his butterfly net and a rucksack full of marmalade sandwiches, and heads into the concrete jungleIndex: Click to expand:

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The person at a CASS large firm (such as a custodian or prime broker) designated[1] with responsibility for the CASS operational oversight function (known colloquially as the firm’s “CF10a”). This person is likely to be of a nervous disposition, even if she wasn't before she became the firm’s CF10a. It’s an infectious kind of nervousness.


For more information see the FCA handbook: SUP Chapter 10A.9R.

  1. condemned, really