CF10a

From The Jolly Contrarian
Revision as of 16:53, 12 September 2022 by Amwelladmin (talk | contribs)
Jump to navigation Jump to search
People Anatomy™
A spotter’s guide to the men and women of finance.
CASS Garb.png
A CASS officer’s ceremonial Mithril garb.
Index: Click to expand:

Comments? Questions? Suggestions? Requests? Insults? We’d love to 📧 hear from you.
Sign up for our newsletter.

The person at a CASS large firm (such as a custodian or prime broker) designated[1] with responsibility for the CASS operational oversight function (known colloquially as the firm’s “CF10a”). This person is likely to be of a nervous disposition, even if she wasn't before she became the firm’s CF10a. It’s an infectious kind of nervousness.

For more information see the FCA handbook: SUP Chapter 10A.9R.

References

  1. condemned, really