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Strictly speaking, an investment firm which trades in the market as a {{tag|principal}} in its own right. To be contrasted with a [[broker]], who handles client orders for transactions in securities as an {{tag|agent}}. | {{anat|brokerage}}Strictly speaking, an investment firm which trades in the market as a {{tag|principal}} in its own right. To be contrasted with a [[broker]], who handles client orders for transactions in securities as an {{tag|agent}}. | ||
More commonly referred to as a [[broker-dealer]], seeing as most firms act as both. | More commonly referred to as a [[broker-dealer]], seeing as most firms act as both. | ||
{{seealso}} | |||
*{{tag|Broker-dealer}} | *{{tag|Broker-dealer}} | ||
Revision as of 14:59, 27 November 2018
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Brokerage Anatomy™
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Strictly speaking, an investment firm which trades in the market as a principal in its own right. To be contrasted with a broker, who handles client orders for transactions in securities as an agent.
More commonly referred to as a broker-dealer, seeing as most firms act as both.