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Strictly speaking, an investment firm which trades in the market as a {{tag|principal}} in its own right. To be contrasted with a [[broker]], who handles client orders for transactions in securities as an {{tag|agent}}. | {{g}}{{a|brokerage|}}Strictly speaking, an [[investment firm]] which trades in the market as a {{tag|principal}} in its own right. To be contrasted with a [[broker]], who handles client orders for transactions in securities as an {{tag|agent}}. | ||
More commonly referred to as a [[broker-dealer]], seeing as most firms act as both. | More commonly referred to as a [[broker-dealer]], seeing as most firms act as both. | ||
{{sa}} | |||
*{{tag|Broker-dealer}} | *{{tag|Broker-dealer}} | ||
*[[Swap dealer]] | |||
Latest revision as of 16:35, 4 June 2020
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Brokerage Anatomy™
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Strictly speaking, an investment firm which trades in the market as a principal in its own right. To be contrasted with a broker, who handles client orders for transactions in securities as an agent.
More commonly referred to as a broker-dealer, seeing as most firms act as both.