Dealer: Difference between revisions
Jump to navigation
Jump to search
Amwelladmin (talk | contribs) No edit summary |
Amwelladmin (talk | contribs) No edit summary |
||
(One intermediate revision by the same user not shown) | |||
Line 3: | Line 3: | ||
More commonly referred to as a [[broker-dealer]], seeing as most firms act as both. | More commonly referred to as a [[broker-dealer]], seeing as most firms act as both. | ||
{{ | {{sa}} | ||
*{{tag|Broker-dealer}} | *{{tag|Broker-dealer}} | ||
*[[Swap dealer]] |
Latest revision as of 16:35, 4 June 2020
|
Brokerage Anatomy™
|
Strictly speaking, an investment firm which trades in the market as a principal in its own right. To be contrasted with a broker, who handles client orders for transactions in securities as an agent.
More commonly referred to as a broker-dealer, seeing as most firms act as both.