Holding of client assets - CASS Provision: Difference between revisions
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{{CASS Section 6.2.2 TOC}} | {{CASS Section 6.2.2 TOC}} | ||
{{CASS Section 6.2.3 TOC}} | {{CASS Section 6.2.3 TOC}} | ||
{{CASS Section 6.2.3A TOC}} | |||
{{CASS Section 6.2.4 TOC}} | {{CASS Section 6.2.4 TOC}} | ||
{{CASS Section 6.2.5 TOC}} | {{CASS Section 6.2.5 TOC}} |
Revision as of 09:58, 20 November 2012
- 6.2.1 Requirement to protect clients' safe custody assets
- 6.2.2 Requirement to have adequate organisational arrangements
- 6.2.3 Registration and recording of legal title
- 6.2.3A (Emission auction products)
- 6.2.4 (Nominee companies)
- 6.2.5 Recording title to safe custody assets
- 6.2.6 (Adequate investigations)
- 6.2.7 (documents of title to bearer assets)
Update to {{anat|cass}}