Mandates - CASS Provision: Difference between revisions
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{{cassquote|{{CASS Section 8}}|8}} | {{cassquote|{{CASS Section 8}}|8}} | ||
===Commentary=== | |||
Per the guidance from CASS 8.2.2, "a {{cassprov|mandate}} can take any written form and need not state that it is a {{cassprov|mandate}}. For example it could take the form of a standalone document containing certain information or conferring a certain authority on the {{cassprov|firm}}, a specific provision within a document or agreement that also relates to other matters, or a combination of provisions within a number of documents which together meet the conditions in CASS {{cassprov|8.2.1}} | |||
{{cassanatomy}} | {{cassanatomy}} |
Revision as of 14:25, 12 May 2014
CASS 8.2 Definition of Mandate
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Commentary
Per the guidance from CASS 8.2.2, "a mandate can take any written form and need not state that it is a mandate. For example it could take the form of a standalone document containing certain information or conferring a certain authority on the firm, a specific provision within a document or agreement that also relates to other matters, or a combination of provisions within a number of documents which together meet the conditions in CASS 8.2.1 Update to {{anat|cass}}