Secondary pooling events - CASS Provision

7A.3 Secondary pooling events

Failure of a bank, intermediate broker, settlement agent or OTC counterparty: secondary pooling events:7A.3.1 | 7A.3.2 | 7A.3.3

Failure of a bank: 7A.3.4 | 7A.3.5

Failure of a bank: pooling: 7A.3.6 | 7A.3.7 | 7A.3.8 | 7A.3.9 | 7A.3.10 | 7A.3.11 | 7A.3.12

Client money received after the failure of a bank: 7A.3.13 | 7A.3.14 | 7A.3.15

Failure of an intermediate broker, settlement agent or OTC counterparty: Pooling: 7A.3.16 | 7A.3.17

Client money received after the failure of an intermediate broker, settlement agent or OTC counterparty: 7A.3.18

Notification to the FCA: failure of a bank, intermediate broker, settlement agent or OTC counterparty: 7A.3.19

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