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Short selling notices: Difference between revisions
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Amwelladmin (talk | contribs) (Created page with "{{a|gmsla|}} Under the [[EU Short Selling Regulations: ===Liquid Shares Notice=== *'''Confirmation''': If we issue a Liquid Shares Notice to you this will be confirma...") |
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Under the [[EU Short Selling Regulations: | Under the [[EU Short Selling Regulations]]: | ||
===[[Liquid Shares Notice]]=== | ===[[Liquid Shares Notice]]=== | ||
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*'''Confirmation''': Without prejudice to the paragraph above, we confirm that as part of our business we participate in the borrowing and purchasing of Shares. | *'''Confirmation''': Without prejudice to the paragraph above, we confirm that as part of our business we participate in the borrowing and purchasing of Shares. | ||
===[[Illiquid Shares Notice]] | ===[[Illiquid Shares Notice]]=== | ||
*'''Commitment''': If we issue an [[Illiquid Shares Notice]] to you or to an investment manager or other agent acting on your behalf, this will be a commitment by us to lend or otherwise transfer to you or to your order Shares of the description and up to the maximum number specified in the [[Illiquid Shares Notice]] (the “Maximum Number”), subject to the terms set out below and the terms of the Master Agreement. If we issue an [[Illiquid Shares Notice]] to an investment manager or other agent acting on your behalf and on behalf of another party or parties, the maximum aggregate amount of our commitment to all parties for whom such investment manager or other agent is acting will be equal to the Maximum Number of Shares. | *'''Commitment''': If we issue an [[Illiquid Shares Notice]] to you or to an investment manager or other agent acting on your behalf, this will be a commitment by us to lend or otherwise transfer to you or to your order Shares of the description and up to the maximum number specified in the [[Illiquid Shares Notice]] (the “Maximum Number”), subject to the terms set out below and the terms of the Master Agreement. If we issue an [[Illiquid Shares Notice]] to an investment manager or other agent acting on your behalf and on behalf of another party or parties, the maximum aggregate amount of our commitment to all parties for whom such investment manager or other agent is acting will be equal to the Maximum Number of Shares. | ||