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Retail client - COBS Provision: Difference between revisions
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Not a {{cobsprov|professional client}}, and not an {{cobsprov|eligible counterparty}}. People with whom, generally, a {{tag|MiFID}} regulated investment bank will want little to do. Unless they're PWM clients, of course. | |||
{{cobssnap|3.4}} | {{cobssnap|3.4}} | ||
====Commentary==== | ====Commentary==== | ||