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Template:COBS Section 11.2.26: Difference between revisions
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Amwelladmin (talk | contribs) (Created page with "A {{fcaprov|firm}} must obtain the prior express consent of its {{fcaprov|client}}s before proceeding to execute their orders outside a {{fcaprov|regulated market}} or an {{fc...") |
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A {{fcaprov|firm}} must obtain the prior express consent of its {{fcaprov|client}}s before proceeding to execute their orders outside a {{fcaprov|regulated market}} or an {{fcaprov|MTF}}. The {{fcaprov|firm}} may obtain this consent either in the form of a general agreement or in respect of individual transactions. | {{cobsprov|11.2.26}} A {{fcaprov|firm}} must obtain the prior express consent of its {{fcaprov|client}}s before proceeding to execute their orders outside a {{fcaprov|regulated market}} or an {{fcaprov|MTF}}. The {{fcaprov|firm}} may obtain this consent either in the form of a general agreement or in respect of individual transactions. <br> | ||