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Intermediate broker: Difference between revisions
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Amwelladmin (talk | contribs) (Created page with "In the world of exchange-traded instruments, a broker who occupies the dun netherworld between a client-facing executing broker and the exchange or CCP...") |
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Of interest<ref>Professional interest, needless to say.</ref> because: | Of interest<ref>Professional interest, needless to say.</ref> because: | ||
*An [[intermediate broker]] it might prolong a clearing chain beyond the permissible number of links under {{tag|EMIR}} | *An [[intermediate broker]] it might prolong a clearing chain beyond the permissible number of links under {{tag|EMIR}} | ||
*It may present a [[risk-weighting problem to you under {{tag|CRR}} if you don't pass on all solvency relates losses as contemplated in Art 306(1)(c) of that glorious regulation | *It may present a [[risk-weighting problem to you under {{tag|CRR}} if you don't pass on all solvency relates losses as contemplated in Art {{crrprov|306(1)(c)}} of that glorious regulation. | ||
{{seealso}} | {{seealso}} | ||